Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TSB Bank plc
FRN 191240
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
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- CF21 Investment Adviser (5 Feb 2003 to 30 Jul 2003)
- CF22 Investment Adviser (Trainee) (24 Jul 2002 to 5 Feb 2003)
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- CF22 Investment Adviser (Trainee) (24 Jul 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.