Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2026)
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- [FCA CF] Material risk taker (since 2 Mar 2026)
- SMF3 Executive Director (6 Dec 2024 to 23 Jun 2025)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2026)
- SMF4 Chief Risk (6 Dec 2024 to 23 Jun 2025)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 2 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2026)
- [PRA CF] Managing a material risk taker (since 22 Apr 2024)
- [FCA CF] Manager of certification employee (10 Mar 2024 to 3 Jan 2025)
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- SMF4 Chief Risk (15 Sep 2023 to 7 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2016 to 10 Dec 2020)
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- SMF3 Executive Director (18 Nov 2022 to 7 Feb 2024)
- SMF4 Chief Risk (18 Nov 2020 to 7 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2016 to 10 Dec 2020)
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- SMF7 Group Entity Senior Manager (6 Apr 2022 to 7 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.