Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goodbody Stockbrokers Unlimited Company (no longer approved here)

    FRN 977643

    • [FCA CF] Client dealing (15 Jul 2023 to 2 May 2025)
    • [FCA CF] Significant management (15 Jul 2023 to 2 May 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (30 Jun 2023 to 2 May 2025)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 31 Aug 2016)
    • CF23 Corporate Finance Adviser (2 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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