Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (15 Jul 2017 to 29 Apr 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
    • CF30 Customer (20 Nov 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2010 to 1 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.