Pierre-Etienne Louis Mari Lallia

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2019 to 14 Oct 2020)
    • [FCA CF] Client dealing (1 Nov 2016 to 14 Oct 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (9 Nov 2016 to 14 Oct 2020)
    • [FCA CF] Client dealing (1 Nov 2016 to 14 Oct 2020)
    • CF30 Customer (27 Apr 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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