Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 25 Aug 2022)
    • CF10 Compliance Oversight (11 Oct 2012 to 3 Dec 2012)
    • CF4 Partner (11 Oct 2012 to 1 Apr 2017)
    • CF11 Money Laundering Reporting (11 Oct 2012 to 20 Dec 2012)
    • CF3 Chief Executive (11 Oct 2012 to 1 Apr 2017)
    • CF30 Customer (11 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.