Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (3 Oct 2016 to 31 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Oct 2019)
    • CF30 Customer (16 Dec 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (3 Oct 2016 to 31 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Oct 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (2 May 2012 to 10 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.