Phillip Richard Arbon

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BPH Wealth Management LLP

    FRN 476417

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Functions requiring qualifications (6 Mar 2019 to 30 Aug 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (12 Feb 2014 to 6 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.