Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ACUITY PROFESSIONAL ADVISERS LTD
FRN 464072
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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- CF30 Customer (9 Sep 2013 to 11 Sep 2014)
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- CF30 Customer (8 May 2012 to 9 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 1 May 2012)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.