Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 18 Feb 2025)
- [FCA CF] Material risk taker (since 10 Dec 2024)
- [FCA CF] Client dealing (since 30 Oct 2024)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 18 Feb 2025)
- [FCA CF] Material risk taker (since 10 Dec 2024)
- [FCA CF] Client dealing (since 30 Oct 2024)
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- CF22 Investment Adviser (Trainee) (27 Jun 2006 to 6 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.