Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Halifax Share Dealing Limited
FRN 183332
- [FCA CF] Manager of certification employee (since 19 May 2025)
- [FCA CF] Significant management (since 17 Dec 2019)
- [FCA CF] CASS oversight function (17 Dec 2019 to 19 May 2025)
- [FCA CF] Manager of certification employee (17 Dec 2019 to 20 Apr 2022)
- CF30 Customer (1 Nov 2007 to 16 Feb 2018)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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Embark Investment Services Limited
FRN 737356
- [FCA CF] Manager of certification employee (since 19 May 2025)
- [FCA CF] Manager of certification employee (14 Dec 2023 to 5 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.