Philipp Alfred Gutzwiller

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (9 Aug 2021 to 3 Oct 2023)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Material risk taker (14 May 2021 to 3 Oct 2023)
    • [FCA CF] Client dealing (14 May 2021 to 3 Oct 2023)
    • [FCA CF] Manager of certification employee (14 May 2021 to 3 Oct 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (17 May 2019 to 12 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (2 May 2018 to 7 Jan 2019)
    • [FCA CF] Manager of certification employee (6 Dec 2016 to 12 Feb 2021)
    • [FCA CF] Material risk taker (6 Dec 2016 to 7 Jan 2019)
    • CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (2 May 2018 to 7 Jan 2019)
    • [FCA CF] Client dealing (6 Dec 2016 to 30 Jan 2019)
    • [FCA CF] Manager of certification employee (6 Dec 2016 to 12 Feb 2021)
    • [FCA CF] Material risk taker (6 Dec 2016 to 7 Jan 2019)
    • CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (23 Apr 2012 to 28 Feb 2014)
    • CF30 Customer (26 Jul 2011 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.