Philip William James Lauder

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingdom Investments Management Limited

    FRN 587620

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (20 Oct 2011 to 30 Jun 2013)
  • R & G FINANCIAL SERVICES LTD (no longer approved here)

    FRN 222066

    • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
    • CF21 Investment Adviser (16 May 2003 to 31 Oct 2007)
  • R & G Financial Services Limited (3164) (no longer approved here)

    FRN 196060

    • (6)Employed By (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.