Philip Simon Shapiro

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Synova LLP

    FRN 471173

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Oct 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (22 Oct 2007 to 1 Feb 2014)
    • CF11 Money Laundering Reporting (22 Oct 2007 to 1 Feb 2014)
    • CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (22 Oct 2007 to 8 Dec 2019)
  • Phoenix Equity Partners Limited (no longer approved here)

    FRN 147966

    • CF27 Investment Management (16 Jan 2006 to 2 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.