Philip Richard Griffith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OCEAN WALL LTD (no longer approved here)
FRN 913321
- [FCA CF] Client dealing (17 Apr 2025 to 12 Aug 2025)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (21 Apr 2022 to 31 May 2024)
- [FCA CF] Manager of certification employee (21 Apr 2022 to 31 May 2024)
Global Sustainable Capital Management (UK) Limited (no longer approved here)
FRN 786486
- CF30 Customer (26 Sep 2021 to 18 Aug 2022)
Bankers without Boundaries (no longer approved here)
FRN 953637
- Employed By (26 Sep 2021 to 18 Aug 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.