Philip Regan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF1 Director (23 May 2008 to 19 Mar 2010)
    • CF28 Systems and controls (23 May 2008 to 19 Mar 2010)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF1 Director (23 May 2008 to 19 Mar 2010)
    • CF28 Systems and controls (23 May 2008 to 19 Mar 2010)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF1 Director (23 May 2008 to 19 Mar 2010)
    • CF28 Systems and controls (23 May 2008 to 19 Mar 2010)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF1 Director (23 May 2008 to 19 Mar 2010)
    • CF28 Systems and controls (23 May 2008 to 19 Mar 2010)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF28 Systems and controls (23 May 2008 to 19 Mar 2010)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF28 Systems and controls (23 May 2008 to 30 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.