Philip Peter Mosedale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pennymatters Limited

    FRN 530681

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jan 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 12 Oct 2010)
    • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 30 Nov 2006)
  • Johnhugh Ltd (no longer approved here)

    FRN 185167

    • (10)Employed By (15 Nov 2005 to 18 Sep 2006)
  • Info4 Limited (no longer approved here)

    FRN 304902

    • CF21 Investment Adviser (21 Mar 2005 to 21 Mar 2005)
  • Grosvenor Financial Services (no longer approved here)

    FRN 170395

    • (4)Employed By (30 Oct 2002 to 3 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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