Info4 Limited

Companies House
03963424
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 The Rise
    Reading Road
    Finchampstead
    Wokingham
    Wokingham
    RG40 4RH
    UNITED KINGDOM
    Phone
    +4407810501601

  • Complaints Contact

    4 The Rise
    Reading Road
    Finchampstead
    Wokingham
    Wokingham
    RG40 4RH
    UNITED KINGDOM
    Phone
    +4407810501601

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin David Austin

    IRN CDA01032

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Mar 2026)
    • CF10 Compliance Oversight (15 Sep 2008 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF3 Chief Executive (31 Oct 2004 to 15 Sep 2008)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Deborah Michelle Austin

    IRN DMA01041

    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • CF1 Director (15 Sep 2008 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 5 Sep 2008)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
  • Philip Peter Mosedale

    IRN PPM01015

    • CF21 Investment Adviser (21 Mar 2005 to 21 Mar 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.