Philip Owen Harper

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vintage Wealth Management Limited

    FRN 593380

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
  • Philip Harper LLP

    FRN 485423

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Significant management (since 26 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (9 Sep 2008 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Sep 2008 to 30 Sep 2018)
    • CF4 Partner (9 Sep 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Sep 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Sep 2008 to 31 Mar 2009)
  • First Complete Limited

    FRN 435779

    • CF1 Director (AR) (since 6 Dec 2012)
  • Mortgage Management Professionals Ltd

    FRN 591172

    • (1)Employed By (since 6 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.