Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 24 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 11 Apr 2017)
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Marten Wealth Management
FRN 779906
- (2)Employed By (since 1 Jun 2017)
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- (18)Employed By (11 Apr 2017 to 1 Jun 2017)
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- CF30 Customer (21 Jun 2016 to 7 Jul 2016)
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- Employed By (21 Jun 2016 to 7 Jul 2016)
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- CF30 Customer (11 Oct 2011 to 28 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 27 Jun 2011)
- CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Portland Wealth Management Limited
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controlled function added: (18)Employed By at Portland Wealth Management Limited