Philip Mark Kerr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- [FCA CF] Client dealing (12 Mar 2021 to 4 Dec 2023)
- CF30 Customer (30 Jan 2012 to 8 Dec 2019)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (22 Dec 2011 to 8 Feb 2012)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (2 Jun 2003 to 16 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.