Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF9 Chair of the Governing Body (1 Jan 2023 to 1 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (30 Sep 2022 to 31 Dec 2022)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Oct 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (11 Dec 2012 to 6 Mar 2016)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF2 Non Executive Director (11 Dec 2012 to 21 Oct 2019)
  • Landmark Mortgages Limited (no longer approved here)

    FRN 106081

    • CF2 Non Executive Director (5 Aug 2008 to 1 Oct 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 26 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.