Philip John Payton Nell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Feb 2022)
    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (8 Oct 2015 to 1 Jun 2018)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 17 Jul 2015)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.