Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
    • [FCA CF] Client dealing (since 13 Apr 2022)
  • Cignpost Advised Limited (no longer approved here)

    FRN 304130

    • CF1 Director (AR) (23 Jan 2020 to 1 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.