Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dartington Wealth Management Limited
FRN 717593
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Feb 2026)
- [FCA CF] Client dealing (since 1 Feb 2026)
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- [FCA CF] Functions requiring qualifications (1 Mar 2024 to 14 Nov 2025)
- [FCA CF] Client dealing (1 Mar 2024 to 14 Nov 2025)
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- CF21 Investment Adviser (1 Mar 2006 to 30 Nov 2006)
- CF24 Pension Transfer Specialist (1 Mar 2006 to 30 Nov 2006)
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- Employed By (14 Sep 2004 to 24 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.