Philip Fotheringham

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Equity Limited (no longer approved here)

    FRN 124394

    • CF11 Money Laundering Reporting (17 Mar 2010 to 30 Sep 2011)
    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2011)
    • CF1 Director (1 Aug 2002 to 30 Sep 2011)
    • CF13 Finance (1 Aug 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Aug 2002 to 30 Sep 2011)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF1 Director (1 Dec 2001 to 16 May 2002)
    • CF13 Finance (1 Dec 2001 to 16 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.