Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2015 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 23 Oct 2009)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.