Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Unicorn Asset Management Limited
FRN 192164
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2025)
- CF10a CASS Oversight function (20 Jul 2016 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Mar 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Mar 2007 to 8 Dec 2019)
- CF1 Director (14 Jan 2003 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.