Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 14 Jul 2022)
    • CF1 Director (AR) (since 29 Apr 2020)
    • CF30 Customer (since 29 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • Employed By (since 29 Apr 2020)
  • Pegasus Capital LLP (no longer approved here)

    FRN 552790

    • CF4 Partner (AR) (25 Jul 2013 to 3 Feb 2014)
    • CF30 Customer (22 Mar 2012 to 3 Feb 2014)
  • Centrus Advisors LLP (no longer approved here)

    FRN 582472

    • Employed By (19 Jul 2013 to 3 Feb 2014)
  • Altair Treasury and Finance Solutions Limited (no longer approved here)

    FRN 402248

    • CF30 Customer (15 Feb 2012 to 25 May 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.