Philip David Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 27 May 2022)
    • CF30 Customer (since 29 Apr 2022)
    • CF1 Director (AR) (since 29 Apr 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 18 Jul 2022)
    • CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (691)Employed By (3 Apr 2007 to 2 Jan 2014)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (17 Feb 2003 to 26 Apr 2007)
    • CF22 Investment Adviser (Trainee) (8 Jul 2002 to 17 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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