Philip Charles Stuart Rowlatt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MIRAE ASSET SECURITIES (UK) LTD.
FRN 149240
- [FCA CF] Material risk taker (since 10 Feb 2025)
- [FCA CF] Client dealing (since 10 Feb 2025)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (14 Jan 2014 to 26 Sep 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (8 Dec 2009 to 22 Apr 2013)
- CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF21 Investment Adviser (1 Aug 2004 to 7 Aug 2006)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (18 Jan 2002 to 31 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.