Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Dec 2020 to 1 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 1 Oct 2021)
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- [FCA CF] Material risk taker (27 Jan 2020 to 1 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 1 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
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- [FCA CF] Client dealing (6 Jul 2016 to 1 Oct 2021)
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- CF30 Customer (4 Feb 2010 to 3 Dec 2015)
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- CF30 Customer (12 Feb 2008 to 3 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.