Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (20 Jul 2017 to 8 Dec 2019)
- CF4 Partner (5 Jan 2015 to 26 Nov 2019)
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- CF30 Customer (27 Mar 2009 to 27 Aug 2009)
- CF10 Compliance Oversight (9 Sep 2004 to 17 Jan 2008)
- CF8 Apportionment and Oversight (9 Sep 2004 to 31 Oct 2007)
- CF4 Partner (9 Sep 2004 to 27 Aug 2009)
- CF11 Money Laundering Reporting (9 Sep 2004 to 17 Jan 2008)
- CF3 Chief Executive (9 Sep 2004 to 27 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.