Phelim John Bolger

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IFM INVESTORS (UK) LTD
FRN 478403
- [FCA CF] Manager of certification employee (since 27 Sep 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 May 2018 to 8 Dec 2019)
ARDIAN INVESTMENT UK LIMITED (no longer approved here)
FRN 462092
- CF30 Customer (19 Apr 2016 to 19 Apr 2018)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (29 Jan 2014 to 22 Jan 2016)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF30 Customer (10 Dec 2010 to 13 Dec 2013)
Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
- CF27 Investment Management (31 Dec 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.