Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tritax Securities LLP
FRN 489702
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (8 Jun 2016 to 30 Sep 2018)
- CF4 Partner (20 Dec 2011 to 8 Dec 2019)
- CF29 Significant management (6 Jan 2009 to 15 Dec 2011)
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Tritax Management LLP
FRN 616262
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (1 Jul 2014 to 8 Dec 2019)
- CF4 Partner (1 Jul 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
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- Director of firm who is not a certification employee or a SMF manager (30 Mar 2021 to 8 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.