Peter William Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2020)
    • [FCA CF] Client dealing (since 21 Aug 2020)
    • [PRA CF] Key function holder (21 Aug 2020 to 22 Aug 2020)
  • Optasia Wealth Management Limited (no longer approved here)

    FRN 216440

    • (6)Employed By (4 Jan 2013 to 22 Apr 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Jan 2013 to 22 Apr 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2005)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.