Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 20 Jun 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 13 May 2019)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF28 Systems and controls (1 Nov 2007 to 13 May 2019)
- CF15 Internal Audit (23 Feb 2005 to 31 Oct 2007)
- CF13 Finance (23 Feb 2005 to 31 Oct 2007)
- CF14 Risk Assessment (23 Feb 2005 to 31 Oct 2007)
- CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF11 Money Laundering Reporting (1 Dec 2001 to 13 May 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 13 May 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
-
- CF1 Director (AR) (27 Jan 2005 to 30 Apr 2005)
- CF7 Sole Trader (AR) (11 Aug 2004 to 27 Jan 2005)
- CF22 Investment Adviser (Trainee) (11 Aug 2004 to 30 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.