Fletcher Investment Consultants Limited

• Principal Place of Business

  Fletcher Investment Consultants

  73 High Street

  Stokesley

  Middlesbrough

  North Yorkshire

  TS9 5BQ

  UNITED KINGDOM

  Phone

  +4401642711451

  Web

  https://www.fletcherinvestments.org.uk

• Complaints Contact

  Fletcher Investment Consultants

  73 High Street

  Stokesley

  Middlesbrough

  North Yorkshire

  TS9 5BQ

  UNITED KINGDOM

  Phone

  +4401642711451

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frank Valentine

  IRN FXV00001

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
• Harold Edward Fletcher

  IRN HEF00003

  • CF30 Customer (16 Oct 2013 to 17 Sep 2019)
• John Michael Hoey

  IRN JMH00033

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (1 Apr 2006 to 31 Oct 2007)
• Karl Fletcher

  IRN KXF01112

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 23 Jul 2019)
  • CF11 Money Laundering Reporting (23 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Jul 2019 to 8 Dec 2019)
  • CF1 Director (20 May 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jan 2004 to 31 Oct 2007)
• Peter William Fletcher

  IRN PWF00001

  • SMF3 Executive Director (9 Dec 2019 to 20 Jun 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 13 May 2019)
  • CF28 Systems and controls (1 Nov 2007 to 13 May 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • CF13 Finance (23 Feb 2005 to 31 Oct 2007)
  • CF15 Internal Audit (23 Feb 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (23 Feb 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 May 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 May 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Thomas Francis Little

  IRN TFL00001

  • CF1 Director (1 Dec 2001 to 29 Mar 2003)

No changes recorded yet.