Peter Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morses Club Limited (no longer approved here)
FRN 707379
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2023)
- CF2 Non Executive Director (3 May 2017 to 8 Dec 2019)
Rcapital Partners LLP (no longer approved here)
FRN 495993
- CF10 Compliance Oversight (22 Jun 2009 to 13 Jul 2015)
- CF30 Customer (22 Jun 2009 to 25 Jul 2018)
- CF4 Partner (22 Jun 2009 to 25 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.