Date authorised
1 April 2013
Companies House
OC341157
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    24 Old Bond Street
    London
    W1S 4AW
    UNITED KINGDOM
    Phone
    +4402083235888
  • Complaints Contact

    4th Floor
    24 Old Bond Street
    London
    W1S 4AW
    UNITED KINGDOM
    Phone
    +4402083235888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Thomas John

    IRN ATJ01030

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Ashley Charles Anderson Reek

    IRN AXR00700

    • SMF27 Partner (since 23 Mar 2023)
  • Christopher Campbell

    IRN CXC02357

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2024)
    • [FCA CF] Client dealing (since 3 Mar 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
  • Jamie Christopher Constable

    IRN JCC00050

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 May 2024)
    • CF30 Customer (22 Jun 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jun 2009 to 8 Dec 2019)
    • CF4 Partner (22 Jun 2009 to 8 Dec 2019)
  • Peter Ward

    IRN PMW01088

    • CF10 Compliance Oversight (22 Jun 2009 to 13 Jul 2015)
    • CF30 Customer (22 Jun 2009 to 25 Jul 2018)
    • CF4 Partner (22 Jun 2009 to 25 Jul 2018)
  • Philip Emmerson

    IRN PXE01259

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (25 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.