Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 9 Sep 2020)
    • CF30 Customer (since 9 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 8 Sep 2020)
    • [FCA CF] Client dealing (8 Sep 2020 to 29 May 2024)
    • (4)Employed By (since 9 Sep 2020)
  • ACF Mortgages Limited (no longer approved here)

    FRN 749410

    • (1)Employed By (9 Jun 2016 to 16 Jun 2017)
  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (36)Employed By (12 Oct 2004 to 15 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (36)Employed By at Alexander Calder Financial Ltd