Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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George Square Financial Management Ltd
FRN 572966
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 9 Sep 2020)
- CF30 Customer (since 9 Sep 2020)
- Appointed representative dealing with clients for which they require qualification (since 8 Sep 2020)
- [FCA CF] Client dealing (8 Sep 2020 to 29 May 2024)
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Greaves Wealth Management Ltd
FRN 926063
- (4)Employed By (since 9 Sep 2020)
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- (1)Employed By (9 Jun 2016 to 16 Jun 2017)
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- (36)Employed By (12 Oct 2004 to 15 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexander Calder Financial Ltd
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controlled function added: (36)Employed By at Alexander Calder Financial Ltd