Peter Robert Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Feron Spires IFC Limited

    FRN 161721

    • (1)Employed By (since 15 Oct 2025)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • CF1 Director (AR) (since 15 Oct 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 May 2025)
    • CF1 Director (5 Nov 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Nov 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (5 Nov 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2010 to 7 Feb 2011)
    • CF30 Customer (5 Nov 2010 to 17 Jun 2022)
  • Whichers IFA LIMITED

    FRN 927125

    • Employed By (since 15 Oct 2025)
  • Shipman Wealth Management Ltd

    FRN 456896

    • SMF3 Executive Director (since 5 Aug 2022)
    • Responsible for Insurance Distribution (since 5 Aug 2022)
  • Hall & Partners Financial Services Limited (no longer approved here)

    FRN 220951

    • (4)Employed By (12 Dec 2017 to 17 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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