Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investment Quorum Limited
FRN 232088
- 14. Managing investments
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (25 Feb 2010 to 8 Dec 2019)
- CF30 Customer (14 Mar 2008 to 8 Dec 2019)
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- CF21 Investment Adviser (13 Jan 2003 to 16 Sep 2004)
- CF27 Investment Management (13 Jan 2003 to 16 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.