Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 21 Nov 2025)
    • SMF16 Compliance Oversight (since 21 Nov 2025)
  • Polo Managing Agency Limited (no longer approved here)

    FRN 204976

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Nov 2021 to 26 Apr 2024)
    • SMF4 Chief Risk (11 Jan 2021 to 31 Oct 2023)
    • SMF3 Executive Director (10 Dec 2018 to 26 Apr 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 26 Apr 2024)
    • CF1 Director (30 Oct 2018 to 9 Dec 2018)
    • CF10 Compliance Oversight (12 Oct 2018 to 9 Dec 2018)
  • Polo Commercial Insurance Services Limited (no longer approved here)

    FRN 311732

    • SMF3 Executive Director (8 Oct 2021 to 4 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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