Peter McGloughlin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Jun 2009 to 20 Jun 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 Jun 2011)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (22 Feb 2005 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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