Peter Mark Spraggett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • [FCA CF] Client dealing (20 Feb 2024 to 31 Dec 2025)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (16 Sep 2021 to 31 May 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2021)
    • CF30 Customer (11 Oct 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (29 Sep 2008 to 6 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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