Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 21 Jan 2021)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (23 Aug 2018 to 30 Sep 2018)
    • SMF3 Executive Director (7 Mar 2016 to 8 Dec 2022)
    • CF1 Director (10 Sep 2012 to 6 Mar 2016)
    • CF30 Customer (15 Apr 2011 to 6 Mar 2016)
  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF4 Partner (25 May 2005 to 18 Dec 2006)
    • CF21 Investment Adviser (25 May 2005 to 31 Dec 2006)
    • CF27 Investment Management (25 May 2005 to 31 Dec 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.