Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (29 Jul 2005 to 31 Oct 2007)
- CF4 Partner (29 Jul 2005 to 26 Jul 2007)
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- CF26 Customer Trading (11 Nov 2004 to 9 Oct 2006)
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- CF21 Investment Adviser (4 Apr 2002 to 12 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.