Peter Mark Botterill

• OCM WEALTH MANAGEMENT LIMITED

  FRN 418826

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 May 2022)
  • [FCA CF] Client dealing (since 17 May 2022)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (6 May 2021 to 29 Apr 2022)
  • CF30 Customer (5 May 2021 to 29 Apr 2022)
• Specialist Trust Solutions LLP (no longer approved here)

  FRN 401684

  • (18)Employed By (5 May 2021 to 29 Apr 2022)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Mar 2021)
  • CF30 Customer (23 Aug 2019 to 24 Mar 2021)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (361)Employed By (23 Aug 2019 to 24 Mar 2021)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (1 Nov 2007 to 4 Aug 2019)
  • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 31 Oct 2007)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF22 Investment Adviser (Trainee) (20 Dec 2005 to 25 Mar 2007)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF22 Investment Adviser (Trainee) (20 Dec 2005 to 25 Mar 2007)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF22 Investment Adviser (Trainee) (23 Dec 2003 to 9 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)

No changes recorded yet.