Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (30 Jan 2013 to 31 Dec 2018)
- CF10 Compliance Oversight (26 Oct 2004 to 22 Jan 2013)
- CF11 Money Laundering Reporting (26 Oct 2004 to 22 Jan 2013)
- CF4 Partner (26 Oct 2004 to 31 Dec 2018)
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- CF20 Significant Mgt (Settlements) (20 Nov 2003 to 20 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.